Archive Notices 2006

MSRB Notice 2006-36 (December 29, 2006)
Trades Effected on January 2, 2007 -- National Day of Mourning for Former President Gerald Ford

MSRB Notice 2006-35 (December 6, 2006)
Real-Time Transaction Reporting Update – Upcoming Changes, Reminders on Existing Requirements, and Version 2.0 of RTRS Specifications with Clarifications and Description of Minor Programming Changes

MSRB Notice 2006-34 (December 5, 2006)
Notice Concerning Changes to the Comparison Eligibility of Certain Inter-dealer Transactions: Rules G-12(f) and G-14

MSRB Notice 2006-33 (November 24, 2006)
Notice of Filing of Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention

MSRB Notice 2006-32 (November 21, 2006)
MSRB Files Amendments and Interpretive Guidance Relating to Advertisements of Municipal Fund Securities

MSRB Notice 2006-31 (November 15, 2006)
RTRS Educational Conference Calls

MSRB Notice 2006-30 (October 31, 2006)
Reminder of Upcoming RTRS Changes: LOP/TD Indicator and Three Hour Exception

MSRB Notice 2006-29 (October 24, 2006)
Amendment Filed to Rule A-6, on Committees of the Board

MSRB Notice 2006-28 (October 19, 2006)
Amendments Approved to Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions

MSRB Notice 2006-27 (August 15, 2006)
Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

MSRB Notice 2006-26 (August 11, 2006)
Request for Comments on Draft Amendments Relating to Rule G-21, on Advertising

MSRB Notice 2006-25 (August 11, 2006)
Revised Series 51 Study Outline Filed with SEC

MSRB Notice 2006-24 (August 9, 2006)
MSRB to Seek Next Generation Leadership

MSRB Notice 2006-23 (August 7, 2006)
Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans Becomes Effective Today

MSRB Notice 2006-22 (August 2, 2006)
MSRB and TBMA to Hold Compliance Seminar on October 26, 2006

MSRB Notice 2006-21 (July 31, 2006)
Request for Comment on Rule G-14 Transaction Reporting Procedures for Block Order Executions

MSRB Notice 2006-20 (July 31, 2006)
Request for Comment on Draft Procedures for Reporting Special Condition Indicators for Certain Special Trading Situations

MSRB Notice 2006-19 (July 27, 2006)
MSRB Seeks Comments on Application of “Access Equals Delivery” Standard to Official Statement Dissemination for New Issue Municipal Securities

Comments received are available for this notice.

MSRB Notice 2006-18 (June 19, 2006)
Revised Series 53 Study Outline and Test Specifications Filed with SEC

MSRB Notice 2006-17 (June 16, 2006)
Data Quality Detail Report is Available to Dealers

MSRB Notice 2006-16 (June 15, 2006)
SEC Approves Interpretive Notice on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans

MSRB Notice 2006-15 (June 15, 2006)
SEC Approves Interpretive Notice on the Definition of Solicitation Under Rules G-37 and G-38 and Withdrawal of Q&A Guidance

MSRB Notice 2006-14 (May 25, 2006)
Amendment Filed to Rule A-11, on Indemnification of Members and Employees

MSRB Notice 2006-13 (May 15, 2006)
MSRB Publishes Interpretive Letter Relating to 529 College Savings Plan Advertisements

MSRB Notice 2006-12 (April 24, 2006)
Industry Preparations for Expiration of Three Hour Exception from Real-Time Transaction Reporting

MSRB Notice 2006-11 (April 21, 2006)
Request for Comments on Draft Amendments to Rule G-27, on Supervision, That Strengthen Supervisory Procedures

MSRB Notice 2006-10 (April 21, 2006)
Request for Comment on Draft Procedures for Reporting Special Condition Indicators on Certain New Issue Transactions

MSRB Notice 2006-09 (April 20, 2006)
MSRB files amendment to withdraw an additional Rule G-37 and Rule G-38 Question and Answer guidance

MSRB Notice 2006-08 (April 19, 2006)
MSRB/TBMA Compliance Seminar in Chicago, IL on June 14, 2006

MSRB Notice 2006-07 (March 31, 2006)
MSRB Files Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans with the SEC

MSRB Notice 2006-06 (March 20, 2006)
MSRB Files Restated Articles of Incorporation and By-Laws with SEC

MSRB Notice 2006-05 (March 17, 2006)
MSRB files second amendment to interpretation on the definition of solicitation under Rules G-37 and G-38 and files withdrawal of certain Rule G-37 and G-38 Question and Answer guidance

MSRB Notice 2006-04 (February 23, 2006)
Financial Statements—Fiscal Years Ended September 30, 2005 and 2004

MSRB Notice 2006-03 (February 22, 2006)
The MSRB and NASD have issued a joint statement on the harmonization of 529 plan and mutual fund sales practice rules

MSRB Notice 2006-02 (January 19, 2006)
Recommendations Requested for Board Nominations

MSRB Notice 2006-01 (January 17, 2006)
RTRS Web Educational Conference Calls

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