Archive Notices 2007

MSRB Notice 2007-40 (December 21, 2007)
Reporting of Transactions Arising from Customer Repurchase Agreements: Rule G-14

MSRB Notice 2007-39 (December 20, 2007)
New RTRS Error Message and Changes to Existing RTRS Error Messages
This Notice was updated on December 20, 2007.

MSRB Notice 2007-38 (December 18, 2007)
SEC Approves Amendments to Rule G-40 on E-Mail Contacts, Effective December 31, 2007

MSRB Notice 2007-37 (November 28, 2007)
Announcing MSRB 529 Compliance Seminars

MSRB Notice 2007-36 (November 27, 2007)
Notice of Filing of Proposed Rule Changes to Extend the Expiration of the Three-Hour Exception and to Require Underwriter Participation with DTCC's NIIDS System

MSRB Notice 2007-35 (November 19, 2007)
RTRS "Data Quality Summary of Correspondent's Trades" is Now Available

MSRB Notice 2007-34 (November 16, 2007)
RTRS Educational Conference Calls

MSRB Notice 2007-33(November 15, 2007)
Pilot Portal for On-Line Dissemination of Official Statements and Related Information Filed With SEC; MSRB Seeks Comments on Revised Draft Amendments Relating to “Access Equals Delivery” Standard Under Rule G-32

Comments received are available for this notice.

MSRB Notice 2007-32 (November 8, 2007)
MSRB Publishes Guidance on Implementation of New Supervisory Requirements Under Rule G-27 and Files Related Technical Amendments, Effective February 29, 2008
This Notice was updated on November 26, 2007.

MSRB Notice 2007-31 (October 16, 2007)
Notice of Filing of Proposed Amendments to Rule G-40 on Electronic Mail Contacts

MSRB Notice 2007-30 (October 2, 2007)
MSRB and SIFMA to Hold Compliance Seminar on October 22, 2007

MSRB Notice 2007-29 (September 25, 2007)
MSRB Publishes Interpretive Letter Relating to Payments to Non-Political Accounts of Political Organizations Under Rule G-37

MSRB Notice 2007-28 (September 17, 2007)
Further Technical Amendment Filed to Rule A-3, on Membership on the Board

MSRB Notice 2007-27 (September 14, 2007)
Implementation of Amendments to Rule G-27, on Supervision, Delayed Until February 29, 2008

MSRB Notice 2007-26 (August 22, 2007)
RTRS Web Enhancement: Extended Hours

MSRB Notice 2007-25 (August 13, 2007)
SEC Approval Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

MSRB Notice 2007-24 (August 9, 2007)
Amendment Filed to Rule A-3, on Membership on the Board

MSRB Notice 2007-23 (July 16, 2007)
REMINDER:  Disclosure Requirements Relating to Maximum Sales Load and Total Operating Expense Ratio in Performance Advertisements of Municipal Fund Securities Have Become Effective

MSRB Notice 2007-22 (June 29, 2007)
SIFMA, MSRB, and DTCC to hold NIIDS/NUWS Informational Seminars

MSRB Notice 2007-21 (June 18, 2007)
Lynnette Kelly Hotchkiss Joins MSRB as New Executive Director

MSRB Notice 2007-20 (June 13, 2007)
Notice of Filing of Proposed Rule Change Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

MSRB Notice 2007-19 (June 12, 2007)
Prohibited Payments to Non-Affiliated Persons for Solicitations of Municipal Securities Business Under Rule G-38 and Form G-38t Submissions Requirements

MSRB Notice 2007-18 (June 5, 2007)
MSRB Advertising Amendments and Interpretation Relating to Municipal Fund Securities Approved By SEC

MSRB Notice 2007-17 (May 30, 2007)
Reminder of Customer Protection Obligations in Connection with Sales of Municipal Securities

MSRB Notice 2007-16 (May 25, 2007)
SEC Approves Amendments Relating to Supervision Under Rules G-27, G-8 and G-9, Effective November 26, 2007

MSRB Notice 2007-15 (May 14, 2007)
529 College Savings Plans – Pending Advertisement Rule Filing and Improved Access to Plan Disclosure Materials

MSRB Notice 2007-14 (March 30, 2007)
NASD Staff to Participate in MSRB/SIFMA Compliance Seminar in Chicago, IL

MSRB Notice 2007-13 (March 26, 2007)
Reminder of Obligations Under Rule G-37 on Political Contributions and Rule G-27 on Supervision When Sponsoring Meetings and Conferences Involving Issuer Officials

MSRB Notice 2007-12 (March 23, 2007)
Reporting of Inter-Dealer Transactions That Occur Outside of RTRS Business Day Hours or on Invalid RTTM Trade Dates

MSRB Notice 2007-11 (March 20, 2007)
MSRB Forum on Transaction Reporting Improvements: NIIDS and CTCs

MSRB Notice 2007-10 (March 5, 2007)
Request for Comment on Proposed Rule Changes to Improve Transaction Reporting of New Issue Municipal Securities

Comments received are available for this notice.

MSRB Notice 2007-09 (February 28, 2007)
MSRB and SIFMA to Hold Compliance Seminar on May 3, 2007 in Chicago, IL

MSRB Notice 2007-08 (February 12, 2007)
MSRB Files Amendment to Rule Filing Relating to Advertisements of Municipal Fund Securities

MSRB Notice 2007-07 (February 2, 2007)
New RTRS Error Messages Regarding Transactions in Securities Other Than Municipal Securities

MSRB Notice 2007-06 (January 29, 2007)
Dealer Payments in Connection with the Municipal Securities Issuance Process

MSRB Notice 2007-05 (January 25, 2007)
MSRB Seeks Comments on Draft Rule Changes to Establish an Electronic Access System for Official Statements

Comments received are available for this notice.

MSRB Notice 2007-04 (January 22, 2007)
Financial Statements—Fiscal Years Ended September 30, 2006 and 2005

MSRB Notice 2007-03 (January 19, 2007)
Reminder Notice on Use of “List Offering Price/Takedown” Indicator: Rule G-14

MSRB Notice 2007-02 (January 19, 2007)
Recommendations Requested for Board Nominations

MSRB Notice 2007-01 (January 17, 2007)
Firm Element Advisory for Continuing Education is Available

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