| MSRB
Number |
Company
Name |
|
A2633
|
1717 Capital Management Co.
|
|
A4779
|
1st Discount Brokerage, Inc.
|
|
A4432
|
1st Global Capital Corp
|
|
A6607
|
1st Worldwide Financial Partners, LLC
|
|
A5518
|
A & F Financial Securities Inc
|
|
A4892
|
A. BRIDGE - Realvest Securities Corp.
|
|
A6373
|
A.P. Securities, Inc.
|
|
A6046
|
Aaron Capital, Inc.
|
|
A4327
|
Abacus International Capital
|
|
A4454
|
Abacus Investments, Inc.
|
|
A5108
|
ABD Financial Services, Inc.
|
|
A3048
|
Abel/Noser Corp.
|
|
A5658
|
ABI Capital Management, LLC
|
|
A0005
|
Abner, Herrman & Brock, LLC
|
|
A6717
|
Abramson Financial, LLC
|
|
A6788
|
Abshier Webb Donnelly & Baker, Inc.
|
|
A6224
|
ACA/Prudent Investors Planning Corporation
|
|
A4335
|
Access Financial Group, Inc.
|
|
A6746
|
ACP Securities, LLC
|
|
A5605
|
Adirondack Trading Group LLC
|
|
A5926
|
ADP Broker-Dealer, Inc.
|
|
A6131
|
Advance Capital Services, Inc.
|
|
A6783
|
Advanced Advisor Group,LLC
|
|
A5624
|
Advanced Equities, Inc.
|
|
A6388
|
Advanced Planning Securities Inc.
|
|
A5022
|
Advantage Capital Corporation
|
|
A6855
|
Advantage Securities LLC
|
|
A6867
|
Advisors Clearing Network, Inc.
|
|
A6448
|
Advisors Unlimited
|
|
A5235
|
Advisory Group Equity Svcs Ltd
|
|
A3490
|
Aegis Capital Corp.
|
|
A2999
|
Aegis Investments, Inc.
|
|
A6441
|
AFA Financial Group, LLC
|
|
A6044
|
Affinity Investment Services
|
|
A4640
|
AFS Brokerage, Inc.
|
|
A4951
|
AG BD LLC
|
|
A0427
|
AG Edwards & Sons, Inc.
|
|
A4592
|
Agincourt, Ltd. c/o IFA Ltd.
|
|
A6645
|
AIG Financial Advisors, Inc
|
|
A5652
|
AIG Retirement Advisors, Inc.
|
|
A5889
|
AJ Pace & Co., Inc.
|
|
A3993
|
Akin Bay Company
|
|
A3686
|
Alamo Capital
|
|
A0538
|
Albert Fried & Co.
|
|
A4524
|
Alerus Securities
|
|
A5312
|
Aletheia Securities, Inc.
|
|
A6379
|
Alexander Investment Services Co.
|
|
A0021
|
All Funds, Inc.
|
|
A0022
|
Allegheny Investments, Ltd.
|
|
A5754
|
Allegiance Capital, LLC
|
|
A6654
|
Allegiant Securities, LLC
|
|
A0024
|
Allen & Company LLC
|
|
A0025
|
Allen & Company of Florida,Inc
|
|
A3700
|
Allen C Ewing & Co.
|
|
A6805
|
Allen, Mooney & Barnes Brokerage Srvs, LLC
|
|
A3906
|
Alliance Financial Group, Inc.
|
|
A5694
|
AllianceBernstein Investments, Inc.
|
|
A0166
|
Alliant Secs Inc Turner Nord K
|
|
A5968
|
Allianz Global Investors Distributors LLC
|
|
A3439
|
Allied Asset Management, Inc.
|
|
A0029
|
Allison-Williams Company
|
|
A5706
|
Allstate Financial Svcs., LLC
|
|
A6857
|
Alluvion Securities, LLC
|
|
A6705
|
Alta Vista Financial, Inc.
|
|
A6629
|
Alterna Capital Corp.
|
|
A6772
|
Alternative Wealth Strategies Inc.
|
|
A4840
|
Alton Securities Group
|
|
A2135
|
Altura, Nelson & Co., Inc.
|
|
A5777
|
Ambac Securities, Inc.
|
|
A6833
|
Ambassador Financial Group, Inc.
|
|
A5978
|
Amcore Investment Services, Inc.
|
|
A6174
|
Amegy Investments, Inc
|
|
A2880
|
America Invest Online, Inc.
|
|
A6006
|
American Capital Partners, LLC
|
|
A5228
|
American Century Brokerage
|
|
A6158
|
American Century Investment Services, Inc.
|
|
A6810
|
American Classic Financial Company
|
|
A6487
|
American Classic Securities, Inc.
|
|
A5618
|
American Diversified Fin'l Grp
|
|
A3583
|
American Eastern Securities
|
|
A3666
|
American Enterprise Invest.Ser
|
|
A6233
|
American Financial Associates, Inc.
|
|
A6327
|
American Financial Securities, Inc.
|
|
A5979
|
American Fund Distributors, Inc.
|
|
A2680
|
American General Securities
|
|
A4167
|
American Heritage Secs., Inc.
|
|
A6672
|
American Independent Securities Grp,LLC
|
|
A0036
|
American Investors Company
|
|
A2726
|
American Investors Group, Inc.
|
|
A0039
|
American Municipal Securities Inc.
|
|
A1817
|
American Network Securities
|
|
A4944
|
American Portfolios Financial Services, Inc.
|
|
A0041
|
American Research & Management
|
|
A6442
|
American Securities Group, Inc.
|
|
A6446
|
American Trust Investment Services
|
|
A3901
|
American Wealth Management Inc
|
|
A2663
|
Ameriprise Financial Services, Inc.
|
|
A2110
|
Ameritas Investment Corp.
|
|
A4349
|
Amerivet Securities, Inc.
|
|
A4215
|
Amherst Securities Group, L.P.
|
|
A1911
|
AmTrust Investment Services, Inc.
|
|
A6911
|
AmVest Securities, Inc.
|
|
A6167
|
ANB Financial Group, LLC
|
|
A6452
|
Anchin Capital Advisors LLC
|
|
A6521
|
Anchor Bay Securities, LLC
|
|
A2238
|
Ancora Securities, Inc.
|
|
A0049
|
Anderson & Strudwick, Inc.
|
|
A6670
|
Andes Capital Group, LLC
|
|
A4131
|
Andrew Garrett Inc.
|
|
A6646
|
Anovest Financial Services, Inc.
|
|
A6138
|
Aon Securities Corporation
|
|
A6577
|
AOS, Inc.
|
|
A5171
|
APB Financial Group, Inc.
|
|
A6872
|
Apple Tree Investments, Inc.
|
|
A1569
|
APS Financial Corporation
|
|
A1264
|
AR Schmeidler & Co., Inc.
|
|
A6900
|
Archey & Co. LLC
|
|
A6182
|
Ardour Capital Investments, LLC
|
|
A5110
|
Arjent Ltd.
|
|
A6853
|
Arjent Services
|
|
B0411
|
Arkansas Bankers' Bank
|
|
A5294
|
Arlington Securities Inc.
|
|
A2810
|
ArMA Financial Services Inc.
|
|
A6770
|
Arque Capital, Ltd.
|
|
A0758
|
Arthur W Wood Company
|
|
A5030
|
Arvest Asset Management
|
|
A4307
|
Asia Pacific Financial Management Group, Inc.
|
|
A2033
|
Askar Corp.
|
|
A4447
|
Assist Investment Management
|
|
A4282
|
Associated Bond Brokers, Inc.
|
|
A0277
|
Associated Investment Services
|
|
A1657
|
Associated Securities Corp.
|
|
A6623
|
Atlantic Capital Securities, LLC
|
|
A6118
|
Atlantic Coast Securities Corporation
|
|
A6411
|
Atlas One Financial Group LLC
|
|
A4882
|
Aufhauser Securities, Inc.
|
|
A5057
|
Aura Financial Services
|
|
A5380
|
Aurora Capital LLC
|
|
A6165
|
Auto Club Funds, Inc.
|
|
A6215
|
Avalon Investment & Securities Group, Inc.
|
|
A6808
|
Aventura Securities, LLC
|
|
A6362
|
Avisen Securities, Inc.
|
|
A6194
|
AVM, L.P.
|
|
A6722
|
Avondale Partners, LLC
|
|
A2690
|
AXA Advisors LLC.
|
|
A3696
|
Axiom Capital Management, Inc.
|
|
A5198
|
Ayre Investments, Inc.
|
|
A5868
|
AZROC Securities, Inc.
|
|
A6563
|
B&T Securities, Inc.
|
|
A5498
|
B. B. Graham & Co., Inc.
|
|
A6932
|
B. Riley & Co., LLC
|
|
A3155
|
BAC Florida Investments Corp.
|
|
A0072
|
Bacher & Co.
|
|
A6298
|
Backstrom McCarley Berry & Co., LLC
|
|
A4543
|
Bainbridge Securities Inc.
|
|
A0080
|
Baird, Patrick & Co., Inc.
|
|
A0082
|
Baker & Co., Incorporated
|
|
A4301
|
Ballew Investments, Inc.
|
|
A5784
|
Banc Investment Group, LLC
|
|
A3207
|
Banc of America Investment Ser
|
|
A3660
|
Banc of America Securities LLC
|
|
A4374
|
Bancnorth Investment Group
|
|
A6689
|
BancorpSouth Investment Services, Inc.
|
|
A5394
|
BancWest Investment Svcs. Inc.
|
|
B0019
|
Bank of America, NA
|
|
B0027
|
Bank of Oklahoma, N.A.
|
|
B0467
|
Bank of the West
|
|
A0089
|
Bankers & Investors Co.
|
|
B0368
|
Bankers' Bank Investment Dept.
|
|
A3988
|
Bankoh Investment Services, Inc.
|
|
A3492
|
Bannon,Ohanesian&Lecours, Inc.
|
|
A6604
|
Banorte Securities International Ltd.
|
|
A6904
|
Barclays Global Fund Distribution Company
|
|
A0097
|
Barrett & Company
|
|
A4814
|
Barriger & Barriger
|
|
A6395
|
Barrington Research Associates, Inc.
|
|
A6638
|
Barron Moore
|
|
A5626
|
Basic Investors Inc.
|
|
A5514
|
Basis Financial, LLC
|
|
A6121
|
Bates Securities, Inc.
|
|
A6029
|
Bathgate Capital Partners LLC
|
|
A6589
|
Bay Mutual Financial, LLC
|
|
A4350
|
BB & T Investment Services,Inc
|
|
A6769
|
BBVA Investments, Inc
|
|
A4850
|
BBVA Securities of Puerto Rico, Inc.
|
|
B0469
|
BBVAPR Division de Valores Municipales
|
|
A0775
|
BC Ziegler and Company
|
|
A0085
|
BCG Securities, Inc.
|
|
A1809
|
Beaconsfield Financial Service
|
|
A6759
|
Bear Creek Securities, LLC
|
|
A0105
|
Bear, Stearns & Co., Inc.
|
|
A3916
|
Bear, Stearns Securities Corp.
|
|
A5863
|
Beard Financial Services, Inc
|
|
A4919
|
Becker & Suffern, Ltd.
|
|
A4845
|
Bedminster Financial Group,
|
|
A3445
|
Beech Hill Securities
|
|
A4477
|
Beekman Securities, Inc.
|
|
A6669
|
Bel Air Securities LLC
|
|
A0117
|
Bellamah, Neuhauser & Barrett,
|
|
A6865
|
Bellatore Securities, Inc.
|
|
A3977
|
Belle Haven Investments, LP
|
|
A2624
|
Belmont Asset Management
|
|
A6574
|
Benchmark Investments, Inc.
|
|
A6825
|
Beneficial Investment Services, Inc.
|
|
A0118
|
Benjamin Securities, Inc.
|
|
A2924
|
Bentley-Lawrence Securities
|
|
A0121
|
Berghoff & Co., Inc.
|
|
A0647
|
Bernard Herold & Company, Inc.
|
|
A2043
|
Bernardi Securities, Inc.
|
|
A3025
|
Bernardo First Securities Corp
|
|
A4714
|
Berry-Shino Securities, Inc.
|
|
A1765
|
Berthel Fisher & Co.Fin.Serv.
|
|
A6353
|
Berwyn Financial Services Corp.
|
|
A4867
|
BestVest Investments, Ltd.
|
|
A6568
|
Beta Capital Management, L.P.
|
|
A1784
|
Bettinger & Leech Financial Co
|
|
A6680
|
BHK Securities, LLC
|
|
A6351
|
BI Investments, LLC
|
|
A4991
|
Bill Few Securities, Inc.
|
|
A6520
|
Biondo Asset Management LLC
|
|
A2248
|
Birkelbach Investment Sec.
|
|
A0133
|
Bishop, Rosen & Co., Inc.
|
|
A3616
|
Blakeslee & Blakeslee Inc.
|
|
A6906
|
Blaylock Robert Van, LLC
|
|
A4229
|
Bley Investment Group, Inc.
|
|
A2271
|
Blount, Parrish &Company, Inc.
|
|
A4738
|
Blue Capital Securities, Inc.
|
|
A6518
|
Blue Creek Securities, LLC
|
|
A5336
|
Bluechip Securities, Inc.
|
|
A6551
|
Bluffview Securities, LP
|
|
A6172
|
BNP Paribas Securities Corp
|
|
A4915
|
BNY Capital Markets, Inc.
|
|
A5255
|
BNY ConvergEx Execution Solutions LLC
|
|
A4685
|
BNYMellon Capital Markets, LLC
|
|
A0155
|
Bodell Overcash Anderson & Co.
|
|
A0156
|
Boenning & Scattergood, Inc.
|
|
A6679
|
Bond One, LLC
|
|
A5773
|
BondDesk Trading, LLC
|
|
A6885
|
BONDS.com, Inc.
|
|
A5838
|
BondWave LLC
|
|
A4700
|
BOSC, Inc.
|
|
A6749
|
Bostonia Global Securities LLC
|
|
A5835
|
Bozarth Newton & Murphy Secs.
|
|
A6710
|
BPM Insurance Services, LLC
|
|
A2288
|
BPU Investment Management, Inc.
|
|
A6198
|
Brandis Tallman LLC
|
|
A6122
|
Brandon Investments, Inc.
|
|
A6398
|
Brandt, Kelly & Simmons Securities, LLC
|
|
A3954
|
Braver, Stern Securities Corp.
|
|
A6320
|
Braymen, Lambert and Noel Securities, Ltd.
|
|
A6430
|
Brazos Securities, Inc.
|
|
A3814
|
Brean Murray, Carret & Co., LLC
|
|
A5663
|
Brecek & Young Advisors, Inc.
|
|
A6613
|
Brewer Financial Services, LLC
|
|
A2725
|
Briarcliff Capital Corp.
|
|
A5899
|
Briggs-Ficks Securities, LLC
|
|
A0174
|
Brighton Securities Corp.
|
|
A2694
|
Brill Securities, Inc.
|
|
A5343
|
Brinker Cap. Securities, Inc.
|
|
A6731
|
Bristol Financial Services, Inc.
|
|
A4758
|
Broad Street Securities, Inc.
|
|
A6929
|
Broadpoint Capital, Inc.
|
|
A3998
|
Broker Dealer Fin. Serv. Corp.
|
|
A6776
|
Brokers International Financial Services, LLC
|
|
A6474
|
brokersXpress LLC
|
|
A3960
|
Brookstone Securities, Inc.
|
|
A2125
|
Brown & Brown Securities, Inc.
|
|
A6164
|
Brown Advisory Securities, LLC
|
|
A0189
|
Brown Associates, Inc.
|
|
B0040
|
Brown Brothers Harriman & Co.
|
|
A4182
|
Brown, Gibbons, Lang & Co.,Sec
|
|
A0196
|
Brown, Lisle/Cummings, Inc.
|
|
A5860
|
Bruce A. Lefavi Securities, Inc.
|
|
A6831
|
Bryant Cantrell, Inc.
|
|
A6127
|
BTS Securities Corporation
|
|
A3317
|
Buckman, Buckman & Reid, Inc.
|
|
A6410
|
Buckram Securities Ltd.
|
|
A0198
|
Buell Securities Corp.
|
|
A6336
|
Bull & Bear Brokerage Services, Inc.
|
|
A3830
|
Bullaro Securities Corp.
|
|
A0205
|
Burke, Lawton,Brewer & Burke LLC
|
|
A3573
|
Burnham Securities, Inc.
|
|
A6253
|
Butler Freeman Tally Financial Group, LLC
|
|
A0212
|
Butler Larsen Pierce & Company
|
|
A0213
|
Butler, Wick & Co., Inc.
|
|
A3743
|
Buttonwood Partners, Inc.
|
|
A1153
|
C.E. Gaye & Sons Securities LTD
|
|
A6339
|
C.G. Menk & Associates, Inc.
|
|
A6779
|
C.K. Cooper & Company
|
|
A0165
|
CA Botzum & Co.
|
|
A4470
|
Cabrera Capital Markets, LLC
|
|
A1558
|
Cadaret, Grant & Co., Inc.
|
|
A6890
|
Cadena Capital Group, Inc.
|
|
A1793
|
Cain Brothers & Co.
|
|
A5715
|
Caldwell Intn'l Securities Cor
|
|
A6077
|
Callaway Financial Services, Inc.
|
|
A2912
|
Calton & Associates, Inc.
|
|
A6209
|
Calvert Distributors, Inc.
|
|
A3238
|
Calyon Securities (USA) Inc.
|
|
A6947
|
Cambria Capital
|
|
A1130
|
Cambridge Discount Brokerage,Inc
|
|
A6582
|
Cambridge International Securities, Inc.
|
|
A4785
|
Cambridge Investment Research
|
|
A6453
|
Cambridge Legacy Securities, L.L.C.
|
|
A2378
|
Cambridge Way, Inc.
|
|
A5113
|
Camden Financial Services
|
|
A0225
|
Cameron, Murphy & Spangler,Inc
|
|
A0230
|
Cantella & Co., Inc.
|
|
A3127
|
Canterbury Consulting Incorporated
|
|
A3664
|
Cantone Research, Inc.
|
|
A6429
|
Cantor Fitzgerald & Co.
|
|
A0232
|
Cape Securities, Inc.
|
|
A6854
|
Capital & Credit International, Inc.
|
|
A0233
|
Capital Analysts, Incorporated
|
|
A6913
|
Capital City Securities, LLC
|
|
A4639
|
Capital Financial Services,Inc
|
|
A6733
|
Capital Guardian, LLC
|
|
A0236
|
Capital Institutional Services
|
|
A5064
|
Capital Investment Brokerage
|
|
A3355
|
Capital Investment Group, Inc.
|
|
A6110
|
Capital Management Consultants, Inc.
|
|
A0231
|
Capital Management Securities,
|
|
A3581
|
Capital One Investment Services LLC
|
|
A3435
|
Capital One Investments, LLC
|
|
A4008
|
Capital Portfolio Management,
|
|
A1595
|
Capital Securities Investment
|
|
A4630
|
Capital Select Invstmts. Corp.
|
|
A4689
|
Capital West Securities, Inc.
|
|
A6653
|
CapitalQuest Securities,Inc
|
|
B0416
|
CapitalSouth Bank
|
|
A5971
|
Capitol Advisory Corporation
|
|
A2210
|
Capitol Securities Management, Inc.
|
|
A1045
|
Capmark Securities Inc.
|
|
A6212
|
Capnet Securities Corporation
|
|
A0238
|
Caprock Securities, Inc.
|
|
A5028
|
Capstone Investments
|
|
A6439
|
CapTrust Finanical Advisors
|
|
A4423
|
CapWest Securities, Inc.
|
|
A4529
|
Cardinal Investments, Inc.
|
|
A4792
|
Carey, Thomas, Hoover, & Breault, Inc.
|
|
A0643
|
Carl M Hennig, Inc.
|
|
A1467
|
Carl P Sherr & Co., LLC
|
|
A4701
|
Carolina Capital Markets
|
|
A4563
|
Carolina Municipal Securities, Inc.
|
|
A5718
|
Carolinas Investment Consulting LLC
|
|
A3116
|
Carter, Terry & Company, Inc.
|
|
A2962
|
Carthage Group, Inc.
|
|
A0251
|
Carty and Company, Inc.
|
|
A6822
|
Cary Street Partners LLC
|
|
A6004
|
Cascade Financial Management, Inc.
|
|
A4434
|
Cascade Investment Grp. Inc.
|
|
A5725
|
Casimir Capital, LP
|
|
A6897
|
CastleOak Securities, LP
|
|
A5901
|
Catholic Financial Services Corporation
|
|
A2206
|
CBIZ Financial Services, Inc.
|
|
A6724
|
CCF Investments, Inc.
|
|
A4803
|
CCO Investment Services Corp
|
|
A3817
|
CE Pfeifer & Co., Inc.
|
|
A6511
|
Cedar Creek Securities, Inc.
|
|
A5276
|
Centaurus Financial, Inc.
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A0255
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Centennial Securities Co., Inc
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A6025
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Centerprise Capital LLC
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B0429
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Central Trust Bank
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A4987
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Centurion Institutional Svcs.
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Century Securities Associates
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CFD Investments, Inc.
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CFG Financial Associates, Inc.
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CFS Securities, Inc.
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CFT Securities, LLC
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CG Brokerage L.L.C.
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Champaign Investment Company
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A0262
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Chapdelaine & Company
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A3840
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Chapin, Davis
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Charles Jordan & Co., Inc.
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A1271
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Charles Schwab & Co., Inc.
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A6876
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Charter Pacific Securities, LLC
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A3548
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Chase Investment Services Corp
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A6303
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Chatsworth Securities LLC
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A0266
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Cheevers, Hand & Angeline, Inc
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Chelsea Financial Services
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A0625
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Chester Harris and Co., Inc.
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A4034
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Chevy Chase Securities, Inc.
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A5058
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Chicago Investment Group, Inc.
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Chickasaw Securities, LLC
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A4878
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Chilton & Associates, Inc
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A5252
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Chittenden Securities, LLC
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A2412
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Choice Investments, Inc.
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A3705
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Christopher Weil & Co, Inc
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A6760
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Chrysalis Capital Group, LLC
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A5233
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Churchill Financial LLC
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A1077
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CIBC World Markets Corp.
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A6564
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CIG Securities
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A1487
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Citigroup Global Markets Inc.
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A5564
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City National Securities, Inc.
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City Securities Corporation
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A0836
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CL King and Associates, Inc.
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Clark Dodge & Company, Inc.
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A6447
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Clary Investment and Insurance Planning Corp.
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A4817
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Clary Securities, L.L.C.
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Claymore Securities, Inc.
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Clayton Lowell & Conger, Inc.
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Clearview Correspondent Services, LLC
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A5426
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Cleary Gull Inc.
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CNBS, Inc.
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CNS Securities, LLC
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A3303
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Coastal Equities, Inc.
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A3803
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Coastal Securities Inc
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A0286
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Coburn & Meredith, Inc.
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Cohen & Company Securities, LLC
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A2188
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Cohmad Securities Corporation
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A3989
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Coker & Palmer
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A5669
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Colby & White
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A4202
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Collins & Company
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Collins Stewart LLC
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A5815
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Colonial Brokerage, Inc.
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Colonial Securities, Inc.
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Colony Park Financial Services, LLC
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Columbia Management Distributors, Inc.
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A2845
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Comerica Securities, Inc.
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B0069
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Commerce Bank, NA
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A4039
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Commerce Brokerage Services, I
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A0749
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Commerce Capital Markets, Inc.
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Commerce Street Capital, LLC
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Commonwealth Financial Group, Inc.
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Commonwealth Financial Network
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Commonwealth Sec.& Invest.Inc.
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Community Bankers Securities, LLC
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Community Investment Services
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B0048
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Compass Bank
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A4907
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Compass Brokerage, Inc.
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A3999
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Compass Securities Corporation
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A5503
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Comprehensive Asset Management
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Concord Equity Group, (The)
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Condera Securities, LLC
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Conners & Company, Inc.
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Conover Securities Corporation
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Conservative Financial Service
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Consolidated Financial Investm
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A6264
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Consolidated Research LLC
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Constellation Wealth Advisors, LLC
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Consultiva Securities, Inc.
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Continental Investor Services
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Cooper Investment Company
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Cooper Malone McClain, Inc.
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Coordinated Capital Securities
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Corby Capital Markets, Inc.
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Corinthian Partners, L.L.C.
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Cornerstone Capital Corp.
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Cornerstone Institutional Investors, Inc.
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Correll Co. Investment Services Corp.
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Cosse'International Securities
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Costa Financial Securities
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Coughlin & Co., Inc.
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COUNTRY Capital Manangement Company
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Country Club Financial Services, Inc.
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Countrywide Investment Service
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Courtlandt Securities Corporation
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Coventry Capital, Inc.
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Coyle Securities, LLC
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CP Capital Securities
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CPI Capital, Inc.
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CR Broker Services, LLC
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Credit Suisse Private Advisors
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Credit Suisse Securities (USA) LLC
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Cresap, Inc.
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Crescent Securities Group, Inc.
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Cressman Esser Securities,Inc.
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Crestone Securities LLC
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Crews & Associates, Inc.
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CRI Securities, LLC
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Crocker Securities LLC
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Cronin & Co., Inc.
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Crowell, Weedon & Co.
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Crown Capital Securities, LP
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CRT Capital Group LLC
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CSSC Brokerage Services, Inc.
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CUE Financial Group, Inc.
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Cullen Investment Group, Ltd.
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Cullum & Burks Securities, Inc
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Cumberland Brokerage Corp.
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CUNA Brokerage Services, Inc.
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Curian Clearing, LLC
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Curran Advisory Services
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Curren & Company
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A4995
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CUSO Financial Services, LP
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Cutter & Company Brokerage,Inc
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CW Securities, LLC
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D.H. Hill Securities, LLP
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DA Davidson & Company
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Dalton Strategic Invest. Serv.
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Darwood Associates, Inc.
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Davenport & Company LLC
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David J Greene and Co., LLC
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David Lerner Associates, Inc
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DaVinci Capital Management
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Dawson James Securities, Inc.
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DE Wine Investments, Inc.
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Delta Equity Services Corp.
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Delta Trust Investments
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A6812
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Dempsey Lord Smith LLC
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A6864
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DEPFA First Albany Securities LLC
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A4800
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DesPain Financial Corporation
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A6273
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Destiny Capital Securities Corporation
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A0459
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Detwiler, Mitchell, Fenton & Graves, Inc.
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Deutsche Bank Securities Inc.
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A6478
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Devenir LLC
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DeWaay Financial Network, LLC
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A0381
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Diamant Investment Corporation
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Dillon Gage Securities, Inc.
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Dinosaur Securities, L.L.C.
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Direct Capital Securities,Inc.
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Diversified Resources, LLC
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DM Kelly & Company
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Docent Financial Services Corp.
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Doft & Co., Inc.
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Doley Securities, Inc.
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A6951
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Dolphin Securities, Inc.
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A4403
|
